No other industry faces governmental compliance scrutiny like the financial-services firms do. The increased number and frequent revision of federal, state, local, and international rules has created an unprecedented burden on companies to comply. Companies affected include:
Brokers/dealers
Mutual fund...
The use of smartphones, tablets, and other mobile devices to conduct online transactions has rapidly grown into a standard practice. A large percentage of these now-common mobile transactions are completed using mobile apps. Unfortunately, crime associated with their use has increased correspondingly, resulting in a...
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